U.S. Securities and Exchange Commission RSS feed
http://www.thisislondon.co.uk/standard/related-36170-us-securities-and-exchange-commission/topic-rss.do
U.S. Securities and Exchange Commission RSS feedCity Spy: Shining some light on Defence bids
http://www.thisislondon.co.uk/standard-business/article-23741069-city-spy-shining-some-light-on-defence-bids.do
The Gray report on defence procurement talks of £2.5 billion annual cost overruns on various MoD projects. One solution is to democratise the whole government procurement process2009-09-07T11:04:46ZPay plan for fraud tipsters
http://www.thisislondon.co.uk/standard-business/article-23740182-pay-plan-for-fraud-tipsters.do
US regulators were today looking at plans to pay huge rewards to whistleblowers in cases of financial wrongdoing in the wake of the Bernard Madoff fraud scandal2009-09-04T07:26:45ZSEC failures on Madoff
http://www.thisislondon.co.uk/standard-business/article-23739615-sec-failures-on-madoff.do
Bernard Madoff thought his vast fraud was going to be exposed two years before he was finally caught, but regulators failed to act2009-09-03T07:32:43ZWORLD: Stanford to appear in court on fraud charges
http://www.thisislondon.co.uk/standard/article-23709627-world-stanford-to-appear-in-court-on-fraud-charges.do
Texas billionaire Allen Stanford is to appear in a federal court in Virginia over allegations of massive fraud involving his Antigua bank, after he surrendered to the FBI2009-06-19T07:16:51ZObama to shake up SEC after blunders
http://www.thisislondon.co.uk/standard-business/article-23695390-obama-to-shake-up-sec-after-blunders.do
Barack Obama is contemplating stripping Wall Street regulator, the Securities and Exchange Commission, of some of its powers next week2009-05-20T08:39:59ZSEC lawyers probed for insider trading
http://www.thisislondon.co.uk/standard-business/article-23692486-sec-lawyers-probed-for-insider-trading.do
Two lawyers at America's Securities & Exchange Commission are facing allegations of insider trading2009-05-15T08:02:49Z'Two years of lies' kept SEC at bay
http://www.thisislondon.co.uk/standard-business/article-23660835-two-years-of-lies-kept-sec-at-bay.do
The authorities were finally onto Bernard Madoff more than two years before his ultimate arrest last December. But he avoided them by lying2009-03-11T09:25:38ZStanford's 'ice maiden' charged with blocking $8bn fraud case
http://www.thisislondon.co.uk/standard/article-23654784-stanfords-ice-maiden-charged-with-blocking-8bn-fraud-case.do
American authorities have filed the first criminal charges against Sir Allen Stanford's financial empire after his chief investment officer was accused of lying to investigators2009-02-27T14:32:18ZStanford’s ‘ice maiden’ charged with blocking $8bn fraud case
http://www.thisislondon.co.uk/standard-business/article-23654480-stanfords-ice-maiden-charged-with-blocking-8bn-fraud-case.do
American authorities have filed the first criminal charges against Sir Allen Stanford’s financial empire after his chief investment officer was accused of lying to investigators2009-02-27T09:32:26ZChairman of the board – at £56,000 a time
http://www.thisislondon.co.uk/standard-business/article-23613399-chairman-of-the-board-at-56000-a-time.do
Chief executives may be in the spotlight during the new puritanism but keep an eye on the rampant pay inflation for part-time chairmen2009-01-07T11:11:24ZMadoff gives investigators a tally of what is left
http://www.thisislondon.co.uk/standard-business/article-23610386-madoff-gives-investigators-a-tally-of-what-is-left.do
<strong>Scandal:</strong> Bernard Madoff has provided investigators with a list of his assets as they untangle the details of the £35 billion Ponzi scheme he is alleged to have operated2009-01-02T10:25:02ZDr Doom of Wall St is big loser with Madoff
http://www.thisislondon.co.uk/standard-business/article-23609901-dr-doom-of-wall-st-is-big-loser-with-madoff.do
<strong>Scandal:</strong> Top Wall Street economist, Henry Kaufman, dubbed Dr Doom for his bearish predictions, has emerged as a big loser in the Bernard Madoff scandal2008-12-31T09:28:10ZUS regulator: We failed to stop Madoff
http://www.thisislondon.co.uk/standard/article-23604178-us-regulator-we-failed-to-stop-madoff.do
The alarm bells in the $50 billion fraud by disgraced American financier Bernard Madoff had been ringing for years but US regulators admitted they ignored them2008-12-18T09:33:41ZObama hands veteran the job of restoring watchdog's image
http://www.thisislondon.co.uk/standard-business/article-23604089-obama-hands-veteran-the-job-of-restoring-watchdogs-image.do
<strong>Regulation:</strong> Veteran regulator Mary Schapiro is to get the tricky job of restoring confidence in key US watchdog the Securities and Exchange Commission under the new Barack Obama administration2008-12-18T09:13:47ZUS watchdog to probe own links with Madoff niece
http://www.thisislondon.co.uk/standard-business/article-23603323-us-watchdog-to-probe-own-links-with-madoff-niece.do
<strong>Scandal:</strong> US regulators have launched a full-scale probe into their failings over the Madoff scandal2008-12-17T09:15:01ZWatchdog 'knew of problems a decade ago'
http://www.thisislondon.co.uk/standard/article-23603685-watchdog-knew-of-problems-a-decade-ago.do
American regulators have ordered a full-scale internal inquiry into how they failed to spot the Madoff scandal2008-12-17T14:49:33ZPoint the finger at Hank not Bill… if you must
http://www.thisislondon.co.uk/standard-business/article-23565452-point-the-finger-at-hank-not-bill-if-you-must.do
It would be harsh and largely ridiculous to blame one man for the unfolding financial crisis, but if you feel in unforgiving mood Hank Paulson will do2008-10-07T11:47:20ZUS ready to ease rules on toxic debt values
http://www.thisislondon.co.uk/standard-business/article-23562464-us-ready-to-ease-rules-on-toxic-debt-values.do
<b>Finance: </b>America's banks were last night promised clearer and easier rules on how to value toxic debts, which could help them to bolster their balance sheets2008-10-01T09:03:09ZMcCain says he would sack the SEC chief
http://www.thisislondon.co.uk/standard-business/article-23557634-mccain-says-he-would-sack-the-sec-chief.do
<strong>Markets:</strong> Presidential hopeful John McCain says he would sack the chairman of the Securities and Exchange Commission (SEC) — his fellow Republican Christopher Cox — for allowing financial markets to be used as “a casino”2008-09-19T09:06:52ZWorld’s watchdogs divided on how to tackle the crisis
http://www.thisislondon.co.uk/standard-business/article-23557632-worlds-watchdogs-divided-on-how-to-tackle-the-crisis.do
<strong>Shares:</strong> The ban on short-selling by the FSA is described as part of a co-ordinated global strategy to help financial markets recover2008-09-19T09:04:55ZFSA’s curb necessary, right – and overdue
http://www.thisislondon.co.uk/standard-business/article-23557639-fsas-curb-necessary-right-and-overdue.do
The clampdown on short-selling in financial stocks is in fact a vitally necessary and overdue measure2008-09-19T09:37:51ZUS drops curbs on short selling
http://www.thisislondon.co.uk/standard-business/article-23530827-us-drops-curbs-on-short-selling.do
Restrictions are to be lifted this week with evidence mounting that the measures failed2008-08-11T13:04:29ZSEC team starts Siemens probe
http://www.thisislondon.co.uk/standard-business/article-23527546-sec-team-starts-siemens-probe.do
US Securities and Exchange Commission is investigating billion-pound slush-funds2008-08-06T09:28:26ZHBOS boss spins his way out of trouble - for now
http://www.thisislondon.co.uk/standard-business/article-23524560-hbos-boss-spins-his-way-out-of-trouble---for-now.do
With the bank results reporting season in full swing, this year's sweet-talking-of-investors tactic is becoming clearer2008-08-01T07:31:46ZUS crackdown on short selling
http://www.thisislondon.co.uk/standard-business/article-23523348-us-crackdown-on-short-selling.do
Security regulators in the US have extended an emergency rule to curb the short selling of major firms' stocks2008-07-30T09:31:28ZShort-selling probe targets hedge funds
http://www.thisislondon.co.uk/standard-business/article-23516434-short-selling-probe-targets-hedge-funds.do
The US Securities and Exchange Commission has sent subpoenas to more than 50 hedge-fund advisers as part of its investigation into whether individuals spread false rumours to manipulate shares of two Wall Street firms2008-07-15T09:55:38ZLet's be minus rating agencies
http://www.thisislondon.co.uk/standard-business/article-23500669-lets-be-minus-rating-agencies.do
Companies pay the agencies to rate their securities, creating a conflict of interest. It is as if one side in a football match paid the referee2008-06-26T12:57:22ZSEC shuts door on rating firms
http://www.thisislondon.co.uk/standard-business/article-23498612-sec-shuts-door-on-rating-firms.do
US watchdog the Securities and Exchange Commission (SEC) is planning to sideline ratings agencies that have come under fire for failing to predict the subprime crisis and subsequent credit crunch2008-06-24T08:15:45ZBear Stearns in SEC line of fire as its profits plunge
http://www.thisislondon.co.uk/standard-business/article-23478543-bear-stearns-in-sec-line-of-fire-as-its-profits-plunge.do
Bear Stearns reveals it is facing civil charges by the US Securities and Exchange Commission2008-04-15T11:19:22ZCameron ally's hedge fund closes after SEC complaint
http://www.thisislondon.co.uk/standard-business/article-23465027-cameron-allys-hedge-fund-closes-after-sec-complaint.do
Pentagon Capital Management becomes the latest to fall victim to the credit crunch2008-03-26T11:24:24Z